การจัดการด้านความเสี่ยง ตอนที่ 1

• บริบทการจัดการความเสี่ยง (Risk management in context)
• ลักษณะของความเสี่ยง (Nature of risk)
• การจัดการด้านความเสี่ยง (Risk management)
• คำศัพท์การจัดการด้านความเสี่ยง (Risk management terminology)
• ประโยชน์การจัดการด้านความเสี่ยง (Benefits of risk management)
• คุณสมบัติของการจัดการด้านความเสี่ยง (Features of risk management)
• โครงสร้างของบล็อกนี้ (This blog structure)
• การจัดการความเสี่ยงในทางปฏิบัติ (Risk management in practice)
• อนาคตของการจัดการด้านความเสี่ยง (Future of risk management)

ส่วนที่หนึ่ง: บทนำการจัดการด้านความเสี่ยง (Introduction to risk management)

• ผลลัพท์จากการเรียนรู้ (Learning outcomes)
• สิ่งที่ความศึกษาต่อไป (Further reading)
• กรณีศึกษา (Case studies)

   01 What risk is and why it is important

• Definitions of risk
• Types of risks
• Risk description
• Levels of risk
• Classification systems
• Risk likelihood and impact
• Why understanding risk is important
• Impact of hazard risks
• Attachment of risks
• Risk and reward
• Attitudes to risk
• Risk and triggers

   02 Risk is an opportunity as well as a threat

• Four types of risk
• Timescale of risk impact
• Minimize compliance risks
• Mitigate hazard risks
• Manage uncertainty (or control) risks
• Embrace opportunity risks

   03 Managing risk: The background, principles, and aims of risk management.

• Origins of risk management
• Taking calculated risks
• Specialist areas of risk management
• Enterprise risk management
• Levels of risk management sophistication
• Principles of risk management
• Objectives of risk management
• Risk management activities
• Effective and efficient core processes
• Implementing risk management
• Achieving benefits
• Risk management drives and enables activities

   04 Risk management standards

• Use of risk management standards for listed companies
• Risk management process
• Context
• The standard in more detail
• Updating of RM terminology

  
   05 Risk management in context

• Scope of the context
• External context
• Internal context
• Risk management context
• Designing a risk register
• Using risk register
• The future of Risk registers

ส่วนที่สอง: การจัดการความเสี่ยงระดับกิจการ (Enterprise risk management)

• Learning outcomes
• Further reading
• Case studies

   06 Enterprise risk management

• Enterprise-wide approach
• Definitions of ERM
• ERM in practice
• ERM and business continuity management
• Integrating strategy and performance

   07 Implementing enterprise risk management

• Investment in change
• A worthwhile change
• Integrating processes, reviewing and improving
• Plan, implement, measure, and learn (PIML)

   08 The Context for ERM

• Changing the face of risk management
• Lessons from the past: Financial and health crisis
• The power of taking risks
• Managing emerging risks
• The increasing importance of resilience

   09 Setting objectives for ERM

• Risk management standards and objectives
• Strategy and objectives in standards
• Implementing objectives
• Aligning objectives to risk management principles

ส่วนที่สาม: การประเมินและการวิเคราะห์ (Assessment and analysis)

• Learning outcomes
• Further reading
• Case studies

   10 Assessing risks: Consudearions, causes, and consequences

• Importance of risk assessment
• Approaches to risk assessment
• Risk assessment techniques
• Nature of the risk matrix
• Risk perception
• Attitude to risk

   11 Classifying risks

• Risk classification systems
• Time to impact
• Examples of risk classification systems
• FIRM risk scorecard
• PESTLE risk classification system
• Compliance, hazard, control, and opportunity

   12 Analysing risks: The dimensions of risk

• Levels of risk
• The inherent and current level of risk
• Control confidence
• 4Ts of hazard risk response
• Risk significance
• Risk capacity
• Evaluating risk: Risk appetite

   13 Controlling the downside of risk

• Risk likelihood
• Risk magnitude
• Hazard risks
• Loss Prevention
• Damage Imitation
• Cost containment

    14 Maximizing the upside of risk

• Defining the upside
• Opportunity assessment
• Riskiness index
• Upside in strategy
• Upside in projects/programs
• Upside in operations
• The upside of compliance risks

ส่วนที่สี่: การสนองตอบต่อความเสี่ยง (Risk response)

• Learning outcomes
• Further reading
• Case studies

   15 Managing and responding to risk

• The 4Ts of Hazard Response
• Strategic risk response

   16 Risk treatment controls for hazard risks

• Types of controls
• Cost of risk controls

   17 Ongoing monitoring and review

• The importance of monitoring
• Frequency
• Process
• Reporting
• Responsibility

   18 Insurance and risk transfer

• History of Insurance
• Transferring the financial consequences of risk
• Types of insurance cover
• Evaluation of insurance needs
• Purchase of insurance
• Captive insurance companies

   19 Surviving shocks and disruption: ERM, BCP and resilience

• VUCA
• Business continuity planning and resilience
• Business continuity planning
• Business continuity standards
• Successful business continuity
• Business impact analysis
• Resilience, business continuity, and ERM
• Civil emergencies

ส่วนที่ห้า: สภาพแวดล้อมขององค์กร (Organizational environment)

• Learning outcomes
• Further reading
• Case studies

   20 Business and the risk environment

• Dynamic business models
• Types of business processes
• Strategy and tactics
• Effective and efficient operations
• Ensuring compliance
• Reporting performance

   21 The organization's business model, visions and values

• Components of the business model
• Risk management and the business model
• Ethics and corporate governance
• CSR and risk management
• Supply chain and ethical trading
• Importance of reputation

   22 How risk management adds value

• What is the evidence?
• Improves performance and key risk indicators
• The benefits of an ERM approach
• Climate change as a key risk
• Becoming more strategic

ส่วนที่หก: กลยุทธ์ด้านความเสี่ยงและวัฒนธรรม (Risk strategy and culture)

• Learning outcomes
• Further reading
• Case studies

   23 Risk architecture and strategy

• Architecture, strategy, and protocols
• Risk architecture
• Risk management strategy
• Risk management protocols
• Risk management manual
• Risk management documentation

   24 Roles, responsibilities, and documentation

• Allocation of responsibilities
• Range of responsibilities
• Statutory responsibilities of management
• Role of the Risk Manager
• Risk Architecture in practice
• Risk committees

   25 Culture and behaviors

• Styles of risk management
• Steps to successful risk management
• Defining risk culture
• Measuring risk culture
• Alignment of activities
• Risk maturity models

   26 Risk appetite and tolerance

• Nature of risk appetite
• Risk appetite and the risk matrix
• Risk and uncertainty
• Risk exposure and risk capacity
• Risk appetite statements
• Risk appetite and lifestyle decisions

   27 Risk training and communication

• Consistent response to risk
• Risk training and risk culture
• Risk information and communication
• Shared risk vocabulary
• Technology to support risk management processes and procedures
• Risk management information systems

   28 Risk practitioner competencies

• Competency frameworks
• Range of skills
• Communication skills
• Relationship skills
• Analytical skills
• Management skills

ส่วนที่เจ็ด: การกำกับดูแลกิจการที่ดีของกิจการและการจัดการด้านความเสี่ยง (Corporate governance and risk management)

• Learning outcomes
• Further reading
• Case studies

   29 Introducing corporate governance

• Corporate governance
• OECD principles of corporate governance
• The future direction of corporate governance
• London Stock Exchange corporate governance framework
• Corporate governance for a financial services organization
• Corporate governance for a government agency
• Evaluation of board performance

   30 Stakeholders, ethics and corporate social responsibility

• Range of stakeholders
• Stakeholder dialogue
• Stakeholders and core processes
• Stakeholders and strategy
• Stakeholders and tactics
• Stakeholders and operations

   31 Different approaches to risk management

• Operational risk management
• Project risk management
• Supply chain risk management

ส่วนที่แปด: การประกันความเสี่ยงและการรายงาน (Risk assurance and reporting)

• Learning outcomes
• Further reading
• Case studies

   32 The control environment

• Nature of internal control
• The resilience of the organization in the event of external shock
• Purpose of internal control
• Control environment
• Features of the control environment
• Expectations of internal control
• CoCo framework of internal control
• Good safety culture
• The future of control processes

   33 Internal audit activities

• Scope of internal audit
• Role of Internal Audit
• Undertaking an internal audit
• Risk management and internal audit
• Management responsibilities
• Five lines of assurance

   34 Risk assurance techniques

• Audit committees
• Role of risk management
• Risk assurance
• Risk management outputs
• Control risk self-assessment
• Benefits of risk assurance

   35 Reporting on risk management

• Risk reporting
• Sarbanes-Oxley Act 2002
• Risk reports by US companies
• Charities' risk reporting
• Public sector risk reporting
• Government report on national security